Regulatory risk profile
CompanyScope
A structured regulatory risk profile of your own institution
Most institutions can answer any single regulatory question, but few can show one consolidated, current view of where they stand — which obligations apply, how mature each control area is, and what an examiner or counterparty would find first.
The preliminary profile is free. Single-category Snapshots are $500/month each.
Representative output
IllustrativeComposite maturity
2.6 / 5.0
Defined
Achievable target
3.8 / 5.0
- Governance3.1 / 5
- Risk Management2.2 / 5
- Compliance2.9 / 5
- Cybersecurity2.0 / 5
- Third-Party Risk2.7 / 5
- Privacy3.0 / 5
- Monitoring2.3 / 5
- 4
High
- 5
Medium
- 0
Low
Restated from the public sample profile (SoFi Technologies — a public company, not a client). Your report reflects your own entity.
Who this is for
- Compliance and risk leaders at U.S. financial institutions
- Founders and operating executives preparing for an exam, diligence, or a board review
- Teams that want one category (e.g. cybersecurity or privacy) tracked month to month
When it lands on your desk
- An examination, audit, or counterparty diligence request is on the calendar
- New obligations arrived — a new license, product line, or regulator
- The board or an investor asked “where do we actually stand?”
The work
What CompanyScope does
- Classifies your institution with the RCPS model — seven classification axes that determine which of the 48 workflows apply
- Scores control maturity 1–5 across seven axes and rolls them into a composite with an achievable target
- Surfaces preliminary findings by severity, each tied to a source and an affected obligation
- Produces a data-gap register — what public sources could not resolve and what evidence would resolve it
- Ends in a verification roadmap: the ordered list of what to confirm next
What you provide
- Company name
- Company website
- Public or private status
- Ticker (public companies only)
- For verified conclusions: internal evidence, under a signed Letter of Authorization
How the work is done
- Public-source first: the preliminary profile is built entirely from public records — no system access, no document requests.
- The RCPS classification scopes the 48-workflow universe to your entity: in scope, conditional, or out of scope.
- Findings are labeled Confirmed, Likely, Conditional, or Escalate, and every conclusion carries its evidence state.
- Deeper, evidence-verified review happens only after a signed Letter of Authorization.
Deliverables
What you receive
- Regulatory risk profile document with the RCPS maturity scorecard
- Preliminary findings by severity, with sources and recommended actions
- Workflow scope determination across the 48-workflow universe
- Data-gap register and verification roadmap
Typical timing
Free preliminary profile in 1–2 business days. Snapshots deliver monthly.
Evidence & source treatment
- Preliminary profiles use publicly observable evidence only and say so on every finding.
- Client-provided evidence upgrades findings from preliminary to verified — never silently.
- Anything unresolved stays in the data-gap register instead of being guessed.
What CompanyScope is not
- The preliminary profile never accesses client systems or internal documents.
- Not legal, regulatory, audit, or compliance advice — your institution remains responsible for its own regulatory obligations.
- Not an audit, audit opinion, control attestation, or certification of any kind.
Questions
CompanyScope FAQ
What do you need from us to start?
Four inputs: company name, website, public/private status, and ticker if public. The preliminary profile requires nothing else — no system access, no document uploads.
Is the preliminary profile really free?
Yes. It is built from public sources in 1–2 business days, with no credit card required. It is also how most customers decide whether a paid Snapshot or Full Monitoring makes sense.
What is a Snapshot?
A single-category CompanyScope delivered monthly — any one of the 11 categories (governance, cybersecurity, privacy, and so on) at $500/month per category.
Can the findings be treated as an audit?
No. CompanyScope is a structured intelligence product, not an audit or attestation. Preliminary findings are public-source and labeled as such; verified conclusions require your evidence under a Letter of Authorization.
How do we cancel a Snapshot?
Monthly billing, cancellable with 30 days' written notice to support@ruleboardai.com.
CompanyScope — $500 / month per category
Secure card checkout via Stripe, or an invoice (wire, ACH, or certified funds) through the intake form. No per-seat surprises. No hidden fees. Monthly billing, cancel anytime with 30 days' notice.