Regulatory Risk Intelligence for financial institutions.
RuleboardAI turns fragmented regulatory information, public-source intelligence, and institutional evidence into a structured risk profile, evidence-verification workflows, and ongoing monitoring.
Know where you stand. See what matters. Move forward with confidence.
- Free preliminary profile
- No credit card required
- Delivered in 1–2 business days
Governance
RCPS Classification
7-axis model · 48 workflows scoped
2.6 / 5
Composite maturity
Illustrative product preview — not a live client account.
See It In Action
A real regulatory risk profile, on a real public company
Produced entirely from public sources — no client engagement required.This is exactly what you'll receive from four inputs.
Fragmented sources
Filings, frameworks, policies, signals
Classified evidence
Mapped to workflows & obligations
Structured risk profile
RCPS scored, findings surfaced
Verification
Sourced, dated, gap-flagged
Monitor & resolve
Baseline-mapped, tracked to closure
How four inputs become an audit-ready regulatory risk profile with monthly monitoring.
SoFi Technologies, Inc. (NASDAQ: SOFI)
Preliminary · Gap Mode · Public sources only
2.6 / 5
Composite maturity
SoFi Crypto vs. OCC charter condition — SoFi Crypto launched Dec 2025; the OCC's 2022 charter approval prohibited crypto-asset activities at SoFi Bank, N.A.
Data gap: Whether crypto activities are structured outside SoFi Bank, N.A. cannot be confirmed from public sources.
Scores are inferences from public sources only. Sample profile — SoFi Technologies is not a client. Produced from public sources only. Not an audit, legal opinion, or attestation.
What's inside
- RCPS client classification across 7 axes
- Control maturity scorecard
- Risk findings + regulatory obligation map
- Identified data gaps (public sources can't confirm)
- Recommended next-step path
- Source appendix
The engine behind every profile
The Visibility Gap
Most institutions can’t see their full regulatory position
The information exists — scattered across filings, frameworks, and inboxes. What’s missing is a single, current, evidence-backed view of where the institution stands.
The information sits in fragments
Obligations, evidence, and regulatory updates are scattered across filings, frameworks, and inboxes — never in one view.
The picture goes stale fast
Static spreadsheets are out of date the moment they're saved, so no one trusts the current regulatory position.
Hard to prove on demand
When a regulator, board, or counterparty asks, there's no structured, evidence-backed view ready to show.
- 19%of revenue spent on compliance
- 99%saw compliance costs rise last year
- $61Bannual financial-crime compliance cost, US & Canada
Source: industry research, 2024–2025 (LexisNexis/Forrester; Model Office/Fidelity Adviser Solutions).
One Model, Two Applications
Two ways to apply RuleboardAI
RuleboardAI's Regulatory Risk Intelligence model can be used to assess your own institution's regulatory position or evaluate a financial buyer, acquirer, lender, sponsor, or counterparty through public-source intelligence.
CompanyScope
Understand your own institution's regulatory position.
Generate a structured baseline profile from public sources and internal evidence to identify likely gaps, verified strengths, and priority areas before deeper review, diligence, or monitoring.
Get Your Free Profile Learn more about CompanyScopeAcquirerScope
Understand the buyer or counterparty.
Generate a public-source baseline risk profile of a financial institution buyer, sponsor, lender, or strategic counterparty to identify visible strengths, unresolved data gaps, and questions that should be verified by the seller or its advisors.
Run AcquirerScope Learn more about AcquirerScopeBoth are baseline, public-source intelligence products — not audits, legal opinions, or assurance engagements. They structure what public sources reveal and flag what still needs verification; they don't resolve non-public diligence or approve transactions.
Zero Integration. Complete Security.
How our public-source intelligence engine delivers risk insights with zero operational friction.
Zero System Access
Preliminary profiles rely entirely on public-source intelligence. We never require system integrations, database access, or IT configurations to deliver your initial baseline.
Authorization-First Deep Dives
Deeper reviews and secondary evidence verification only begin after explicit client authorization. You control exactly when internal documentation is brought into scope.
Clean Operational Boundaries
Designed to support—not replace—your existing legal and audit structures. We handle the heavy ongoing mapping so your internal teams can focus on remediation.
Expert-Built Infrastructure
Engineered by an 8+ year financial compliance professional with extensive experience in SEC reporting, NAV calculations, and institutional portfolio GRC frameworks. Meet the founder →
Public inputs → classification engine → structured risk profile. No client system access required.
Who We Serve
Built for regulated industries
If your institution operates under regulatory supervision, RuleboardAI gives you a clear, current view of where you stand. Select your industry to see how.
Banking & Financial Services
Board-ready regulatory risk posture for regulated depository institutions and holding companies.
Frequently Asked
Questions buyers actually ask
Is RuleboardAI an audit or legal opinion?
No. Preliminary reviews use public sources only. Final reports require client authorization, evidence intake, and verification. RuleboardAI does not provide legal advice or issue audit opinions, regulatory examination results, or control attestations. Customers remain responsible for their own regulatory obligations.
Is this a real company or a side project?
RuleboardAI is built and operated by an 8+ year financial-services compliance operations professional — SEC 10-K/10-Q/8-K reporting, NAV calculations, and governance, risk, and compliance work for institutional portfolios. Meet the founder
How fast do I get my free profile?
1–2 business days from your four inputs. It's a real preliminary regulatory risk profile, produced by RuleboardAI's engine from public sources — not an automated teaser.
Can I run a report on just one category?
Yes. Every one of the 11 categories — from Governance and Cybersecurity to Privacy and HR & People — is available as a CompanyScope Snapshot — a focused single-category risk report at $500/month. SecureScope covers technology and security risk as a $500 one-time report. See all products
What do you need from me to get started?
Four inputs: company name, website, public or private status, and ticker if public. The preliminary profile is built entirely from public sources — no document requests, no system access. Deeper review begins only after a signed Letter of Authorization.
What does it cost?
The preliminary profile is free. SecureScope is $500 one-time, AcquirerScope buyer-side due diligence is a $500 flat fee, and the full monitoring bundle is $2,500/month. No per-seat surprises, no hidden fees. See full pricing